IN THE SUPREME COURT OF ILLINOIS
Term, A.D. 2000
DWIGHT D. TURCOL,
Plaintiff-Appellant,
v.
PENSION BOARD OF TRUSTEES OF
MATTESON POLICE PENSION FUND,
Defendant-Appellee.
Appeal from the Judgment of the Illinois Appellate Court, First District, No. 01-03-1188. There Heard on Appeal from the Circuit Court of Cook County, Illinois, No. 02 CH 7251. The Honorable Nancy J. Arnold, Judge Presiding.
_________________________________________
BRIEF AMICUS CURIAE
OF THE ASSOCIATED FIRE
FIGHTERS OF ILLINOIS IN
SUPPORT OF PLAINTIFF TURCOL
_________________________________________
One of the Attorneys for Amicus Curiae Associated Fire Fighters of Illinois
Law Offices of Thomas W. Duda
3125 North Wilke Road, Suite A
Arlington Heights, Illinois 60004
( 847 ) 577-2470
ISSUES PRESENTED FOR REVIEW
1. Whether the First District Appellate Court’s interpretation of 40 ILCS § 5/3-115 leads to absurd and unconstitutional results?
2. Whether 40 ILCS § 5/3-115 as construed by the Appellate Court deprives Plaintiff TURCOL of his property without affording him due process of law in violation of the Illinois Constitution?
STATEMENT OF FACTS
The amicus curiae Associated Fire Firefighters of Illinois (“AFFI”) adopts the Statement of Facts contained in the Plaintiff’s Petition for Leave to Appeal. (Pl. PLA, p. 3-7). However, to supplement his Statement of Facts the AFFI would also state that one of the bases adopted by the Defendant, Board of Trustees of the Matteson Police Pension Fund (“Pension Board”) was that the Plaintiff had failed to take reasonable steps to remedy his shoulder condition. The Pension Board relied on the holding of Mulack v. Hickory Hills Police Pension Board, 252 Ill. App. 3d 1063 (1ST Dist. 1993). (Df. Brf., p. 6-7; Pl. PLA, App. B, p. A-9). The Appellate Court, First District reversed that portion of the Circuit Court Order affirming that portion of the Pension Board’s Decision. (Df. App., p. A-15-A-17). The Defendant did not Petition this Court to reverse that portion of the First District Appellate Court’s Rule 23 Order relating to the refusal of treatment issue.
ARGUMENT
I. 40 ILCS § 5/3-115 REQUIRES AT LEAST THREE (3) DISABILITY EXAMINATIONS BUT DOES NOT REQUIRE UNANIMITY AMONG MEDICAL OPINIONS.
A. The Interpretation of Section 3-115 Of The Defendant Leads To Absurd Results.
The Defendant urges in its Brief that the statutory interpretation of the Illinois Pension Code was not the primary basis for its decision. Instead, the Defendant urges this Court to note that the primary basis of its opinion, as affirmed by the Circuit Court, was that the Defendant Pension Board found the opinion of Dr. James Milgram more persuasive than the other medical opinions advanced. (Df. Brf., p. 6-7). The Defendant also noted that the decision in part rested upon Mr. TURCOL’s alleged refusal of a second surgery and his uncertainty about returning to work at “light duty”. (Df. Brf., p. 7). On this latter point it is curious that at one point in its Brief the Defendant pointed to the Findings of the Pension Board in which the Board stated in Finding Number 13 as follows:
None of those arguments are relevant if the interpretation of 40 ILCS § 5/3-115 propounded in Rizzo v. Board of Trustees of the Village of Evergreen Park Police Pension Fund, 338 Ill. App. 3d 490, 788 N.E.2d 1196 (1ST Dist. 2003); Daily v. Board of Trustees of the Police Pension Fund of Springfield, 251 Ill. App. 3d 119, 621 N.E.2d 986 (4TH Dist. 1993) and, Wade v. City of North Chicago Police Pension Board, _____ N.E.2d _____ , No. 2-04-0047 (2ND Dist. 2004) is adopted. According to the Defendant the Police Pension Board in this case had no discretion and its hands were completely tied once the “certificate of disability” of Dr. James Milgram was issued. Once Dr. Milgram found that the Plaintiff, in his opinion, could work and perform police duty, the case was over. There was no discretion to be exercised by the Police Pension Board and none of the nuances of the degree of disability or the results of future treatment could be addressed. The statute, 40 ILCS § 5/3-115 required the Pension Board to deny benefits.
This outcome is absurd, contrary to practice and in no fashion authorized by the plain language of the statute. It is absurd because it places in the hands of a single witness the determinative outcome in any case. Had Dr. Milgram been the first examining physician “selected by the Board”, there would have been no need to conduct the remaining examinations. The case would be over. Dr. Milgram’s opinion would rule the day regardless of any other evidence that 40 ILCS § 5/3-115 authorizes the Pension Board to admit. No matter how badly Dr. Milgram was impeached, if he continued to certify in writing that the Plaintiff was not disabled, according to the Defendant as a matter of law the Defendant Pension Board could not grant a line of duty disability benefit. No matter how much “other evidence” was presented to the Pension Board discrediting Dr. Milgram’s opinion, the Defendant contends that the “plain language” of Section 3-115 compelled the Pension Board to deny the claim.
In the present case the degree of disability was not merely a two (2) to one (1) vote. With the exception of Dr. Milgram, every single doctor who examined and/or treated the Plaintiff found that in his current condition he was physically unable to perform the duties of police officer. This included Dr. R. Samuel Mayer, Dr. James W. Ryan, Dr. Brian J. Cole and Dr. Davis. An issue developed whether a second surgery could improve the Plaintiff’s condition and, if successful, remove his physical impediment from performing police duties. However, at the time of the examinations, without the surgery, it was agreed he could not perform regular police work and regular police work was not being assigned to him.
Obviously, the fact that Dr. Cole wanted to perform a second surgery, the results of which were not guaranteed, is strong evidence that Dr. Cole himself did not feel that the Plaintiff could return to full police work in his current condition. Yet, the ability to return to “police duty” is the standard of disability in downstate police pension cases; in order to qualify for disability benefits the police officer need only show that he is physically unable to perform the duties assigned to him as a police officer. He does not carry the burden of showing that he is unable to perform “light duty” services within the Department. (Df. Brf., p. 11; 40 ILCS § 5/3-115; Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 898-901, 788 N.E.2d 205 (1ST Dist. 2003). Thus, the Defendant’s subtle attempt noted earlier in this Brief to interchange the terms “light duty position” with “police duty” is misleading to this Court. It is precisely the ambiguity of the term “disability” that makes it obvious that the Defendant’s argument on the interpretation of Section 3-115 is fallacious.
Thus, according to the Defendant even if the opinion of Dr. Milgram is against the manifest weight of the evidence, it urges this Supreme Court to interpret Section 3-115 to mean that Dr. Milgram’s opinion controls the outcome. That is, the Defendant contends that the General Assembly intended to apply a “straight jacket” upon local pension boards significantly restricting their ability to consider and weigh evidence in a line of duty disability case. If any one examining physician certifies that there is no disability, the claim must be denied as a matter of law. According to the Defendant this outcome would be required no matter what the definition of “disability” is found to be operational by the particular examining physician.
The primary purpose of statutory interpretation is to “ascertain and give effect to the legislature’s intent.” People v. Olsson, 335 Ill. App. 3d 372, 374, 780 N.E.2d 816 (4TH Dist. 2002). In carrying out this responsibility, a Court is required to read the statute as a whole and to avoid a construction of the statute that would yield an absurd, unjust or unconstitutional result. People v. Olsson, 335 Ill. App. 3d 372, 374-375, 780 N.E.2d 816 (4TH Dist. 2002); People ex rel. Cason v. Ring, 41 Ill.2d 305, 309-310, 242 N.E.2d 267 (1968); People v. Hanna, 207 Ill. 2d 486, 798, 800 N.E.2d 1201 (2003). In particular, this Supreme Court stated the appropriate rule of statutory interpretation as follows:
The Coyne Court pointed out that the language in Section 3-115 required each physician to provide a certificate “of disability” but that language did not require that each certificate agree as to the extent of disability or even that the examinee was physically or mentally disabled. It is a requirement to obtain three (3) examinations and three (3) opinions on the issue of disability but not an absolute statutory requirement that each disability certificate agree as to the nature and extent of the disability.
As the Court in Coyne stated, there are twenty-one (21) nuances for the word “of” 347 Ill. App. 3d at 727-728; before this Supreme Court itself there are at least two (2) and arguably three (3) different interpretations of 3-115 in all of the cases cited by the Plaintiff, Defendant and Amicus Curiae Illinois Municipal League. The varying judicial interpretations of the statute in the case at bar themselves are evidence of the ambiguity of the language in 40 ILCS § 5/3-115. Krohe v. City of Bloomington, 204 Ill.2d 392, 789 N.E.2d 1211 (2003). It is not true that the language of Section 3-115 mandates that a single medical witness can remove all discretion from a local Pension Board and condemn a police officer to lose his disability benefits no matter what other evidence is offered in rebuttal. As indicated by the Plaintiff herein, such a rule places power in the hands of a majority of a local Pension Board to defeat an unpopular police officer’s disability claim by simply choosing a single physician who regularly finds examinees not to be disabled. (Pl. PLA, p. 16-18).
Further, the interpretation suggested by the Defendant flies in the face of long standing practice and the basic tenet of interpreting Pension Codes.
The Defendant’s interpretation ignores the fact that this Court has found that when reviewing the terms of the Pension Code, the Courts should liberally construe pension laws in favor of conferring benefits upon those to whom the statute is directed. Hahn v. Police Pension Fund, 138 Ill. App. 3d 206, 485 N.E.2d 871 (2ND Dist. 1985). While legislative intent should be sought primarily from the language used in the statute, the statute should be evaluated as a whole; each provision should be construed in connection with every other section, Robbins v. Board of Trustees of the Carbondale Police Pension Fund, 177 Ill.2d 533, 687 N.E.2d 39 (1997). It is absurd to interpret Section 3-115 in a manner that operates to place an insurmountable burden upon a claimant under circumstances where the selection of a single expert witness can utterly and completely defeat a claim. This is certainly not a liberal interpretation of the Pension Code aimed at conferring benefits on the anticipated beneficiaries.
In Krohe v. City of Bloomington, 204 Ill.2d 392, 789 N.E.2d 1211 (2003) this Court approved the Appellate Court’s determination that the Illinois General Assembly sought to fulfill an important state interest by enacting a statute to provide additional benefits for public safety officers who were disabled while in the line of duty while in response to what is reasonably believed to be an emergency, an unlawful act perpetrated by another, or during the investigation of a criminal act. This form of disability was defined by the legislature as a “catastrophic injury”. The construction of the Pension Code propounded by the Defendant is in direct conflict with the interpretation given a companion benefit provision by this Supreme Court in Krohe.
Further, 40 ILCS § 5/3-115 has been in its present form for decades. Numerous cases have been decided by the Appellate Courts of this State reviewing whether a particular selection of medical opinion was “clearly erroneous” in applying the term “disability” in a line of duty case. See for instance, Wilfert v. Retirement Board of the Firemen’s Annuity & Benefit Fund of Chicago, 263 Ill. App. 3d 539, 640 N.E.2d 1246 (1ST Dist. 1994); Wilfert v. Retirement Board of the Firemen’s Annuity & Benefit Fund of Chicago, 318 Ill. App. 3d 507, 742 N.E.2d 368 (1ST Dist. 2001) and, Peterson v. Board of Trustees of the Firemen’s Pension Fund of the City of Des Plaines, 54 Ill.2d 260, 296 N.E.2d 721 (1973). In these cases and in the case analyzed by the First District Appellate Court in the case at bar, Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 788 N.E.2d 205 (1ST Dist. 2003), clearly demonstrate that Courts routinely scrutinize how Pension Boards choose among conflicting medical opinions with the medical facts and other evidence in the record to determine whether or not the decision of the Pension Board was “clearly erroneous”. Had 40 ILCS § 5/3-115 been interpreted in the manner advanced by the Defendant to this Court all of those opinions could have been shortened substantially. Since in cases like Knight one (1) of the physicians selected by the Board refused to issue a certificate of disability, the inquiry was ended and the claimant would lose. Obviously, no one has ever considered Section 3-115 in such a restrictive light before the Evergreen Park Pension Board in Rizzo. Rizzo v. Board of Trustees of the Village of Evergreen Park Police Pension Fund, 338 Ill. App. 3d 490, 788 N.E.2d 1196 (1ST Dist. 2003) is in direct conflict with the determination of Appellate Court case of Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 788 N.E.2d 205 (1ST Dist. 2003). While they wish to dismiss the ruling of Knight as not a case which interpreted Section 3-115; the clear reading of that decision is that the interpretation of Section 3-115 as presented by the Defendant is wrong. Dr. Harris in the Knight case certified to the Board that Knight was not disabled. Adopting the interpretation of the Board, the Appellate Court in Knight would have been required to deny officer Knight a disability pension. The Court found that only three (3) of four (4) psychiatrists who examined Knight found him unfit for duty. The Court in Knight reviewed multiple sections of the Pension Code, 40 ILCS §§ 5/3-114.1, 3-114.2 and 3-115. The Court in Knight did not ignore the fact that Dr. Harris refused to certify him disabled under Section 3-115 but that Knight had a right to a hearing on the issue of his disability under either Section 3-114.1 or Section 3-114.2. The Board had certain obligations required by statute one of which was to review the testimony of Harris to determine whether Harris clearly understood the term disability as defined in the statute. The Court in Knight correctly pointed out that the police department and the police Chief did not believe that he could properly perform the duties of a Police Officer that if the Board truly believed the testimony of Harris the Board must support returning him for reinstatement. Review of testimony on the record in this case shows that the department had placed Officer TURCOL on temporary light duty assignments because of his injury, and the Board did not demand that the Police Department return Mr. TURCOL to active duty.
The Defendant’s interpretation of Section 3-115 creates a statutory “no-man’s land” in which a public safety officer can in fact be unable to perform the essential functions of his police job while at the same time being unable to obtain statutory disability benefits because a particular expert witness will not issue a certificate of disability. The Court in Knight understood that the record must be reviewed as a whole and when conflicting evidence is presented the Board must with procedural due process protected make its determination based on the facts of the case and the Pension Code considered in its entirety. This is in accord with the findings of the Seventh Circuit in Buttitta v. City of Chicago, 9 F.3d 1198 (1993). In that case, the Court held that due process required a hearing which need not be elaborate and can be satisfied by less than full evidentiary hearing but that State cannot take away the opportunity for a hearing to provide an opportunity for the individual to indicate a claim of entitlement to a property interest. The Court approved the manner in which Police Officers were determined to be fit for a return to duty but based their opinion on the fact that the Police Officer would not be deprived of his rights since the Court ordered the payment of a disability pension despite the fact that the Board had made a determination that he was no longer disabled until there was a reinstatement of the Officer to active duty.
The interpretation advanced by the Plaintiff and the Third District Appellate Court in Coyne eliminates this “no-man’s land”. If a police officer cannot perform his duties, has not been assigned police duties for over one (1) year and the bulk of medical evidence substantiates his case, then he will be removed from service and awarded a disability benefit. The scheme advanced by the Defendant makes it possible for a police officer to be fired for the physical inability to perform his job and simultaneously deny disability for lack of a third certificate of disability.
II. THE INTERPRETATION OF SECTION 3-115 ADVANCED BY DEFENDANTS IS UNCONSTITUTIONAL.The Defendant urges in its Brief that the statutory interpretation of the Illinois Pension Code was not the primary basis for its decision. Instead, the Defendant urges this Court to note that the primary basis of its opinion, as affirmed by the Circuit Court, was that the Defendant Pension Board found the opinion of Dr. James Milgram more persuasive than the other medical opinions advanced. (Df. Brf., p. 6-7). The Defendant also noted that the decision in part rested upon Mr. TURCOL’s alleged refusal of a second surgery and his uncertainty about returning to work at “light duty”. (Df. Brf., p. 7). On this latter point it is curious that at one point in its Brief the Defendant pointed to the Findings of the Pension Board in which the Board stated in Finding Number 13 as follows:
“(13) When asked whether he would be willing to go back to work at the Matteson Police Department in a light-duty position, Mr. Turcol stated that he was uncertain if he would return. (C 40-43).” (Df. Brf., p. 6).
Later this testimony was converted by the Defendant to Mr. TURCOL being doubtful that he would return to work in “police duty, even if he were able to do so.” (Df. Brf., p. 7). (Emphasis added). It is important for this Court to understand the clear the distinction between the ability to perform light duty work and the ability to perform all of the essential functions of “police duty”. These two (2) terms are not equivalent. The term “disability” found in 40 ILCS § 5/3-115 covers an entire spectrum of physical or mental impairments and is not amenable to one single definition.None of those arguments are relevant if the interpretation of 40 ILCS § 5/3-115 propounded in Rizzo v. Board of Trustees of the Village of Evergreen Park Police Pension Fund, 338 Ill. App. 3d 490, 788 N.E.2d 1196 (1ST Dist. 2003); Daily v. Board of Trustees of the Police Pension Fund of Springfield, 251 Ill. App. 3d 119, 621 N.E.2d 986 (4TH Dist. 1993) and, Wade v. City of North Chicago Police Pension Board, _____ N.E.2d _____ , No. 2-04-0047 (2ND Dist. 2004) is adopted. According to the Defendant the Police Pension Board in this case had no discretion and its hands were completely tied once the “certificate of disability” of Dr. James Milgram was issued. Once Dr. Milgram found that the Plaintiff, in his opinion, could work and perform police duty, the case was over. There was no discretion to be exercised by the Police Pension Board and none of the nuances of the degree of disability or the results of future treatment could be addressed. The statute, 40 ILCS § 5/3-115 required the Pension Board to deny benefits.
This outcome is absurd, contrary to practice and in no fashion authorized by the plain language of the statute. It is absurd because it places in the hands of a single witness the determinative outcome in any case. Had Dr. Milgram been the first examining physician “selected by the Board”, there would have been no need to conduct the remaining examinations. The case would be over. Dr. Milgram’s opinion would rule the day regardless of any other evidence that 40 ILCS § 5/3-115 authorizes the Pension Board to admit. No matter how badly Dr. Milgram was impeached, if he continued to certify in writing that the Plaintiff was not disabled, according to the Defendant as a matter of law the Defendant Pension Board could not grant a line of duty disability benefit. No matter how much “other evidence” was presented to the Pension Board discrediting Dr. Milgram’s opinion, the Defendant contends that the “plain language” of Section 3-115 compelled the Pension Board to deny the claim.
In the present case the degree of disability was not merely a two (2) to one (1) vote. With the exception of Dr. Milgram, every single doctor who examined and/or treated the Plaintiff found that in his current condition he was physically unable to perform the duties of police officer. This included Dr. R. Samuel Mayer, Dr. James W. Ryan, Dr. Brian J. Cole and Dr. Davis. An issue developed whether a second surgery could improve the Plaintiff’s condition and, if successful, remove his physical impediment from performing police duties. However, at the time of the examinations, without the surgery, it was agreed he could not perform regular police work and regular police work was not being assigned to him.
Obviously, the fact that Dr. Cole wanted to perform a second surgery, the results of which were not guaranteed, is strong evidence that Dr. Cole himself did not feel that the Plaintiff could return to full police work in his current condition. Yet, the ability to return to “police duty” is the standard of disability in downstate police pension cases; in order to qualify for disability benefits the police officer need only show that he is physically unable to perform the duties assigned to him as a police officer. He does not carry the burden of showing that he is unable to perform “light duty” services within the Department. (Df. Brf., p. 11; 40 ILCS § 5/3-115; Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 898-901, 788 N.E.2d 205 (1ST Dist. 2003). Thus, the Defendant’s subtle attempt noted earlier in this Brief to interchange the terms “light duty position” with “police duty” is misleading to this Court. It is precisely the ambiguity of the term “disability” that makes it obvious that the Defendant’s argument on the interpretation of Section 3-115 is fallacious.
Thus, according to the Defendant even if the opinion of Dr. Milgram is against the manifest weight of the evidence, it urges this Supreme Court to interpret Section 3-115 to mean that Dr. Milgram’s opinion controls the outcome. That is, the Defendant contends that the General Assembly intended to apply a “straight jacket” upon local pension boards significantly restricting their ability to consider and weigh evidence in a line of duty disability case. If any one examining physician certifies that there is no disability, the claim must be denied as a matter of law. According to the Defendant this outcome would be required no matter what the definition of “disability” is found to be operational by the particular examining physician.
The primary purpose of statutory interpretation is to “ascertain and give effect to the legislature’s intent.” People v. Olsson, 335 Ill. App. 3d 372, 374, 780 N.E.2d 816 (4TH Dist. 2002). In carrying out this responsibility, a Court is required to read the statute as a whole and to avoid a construction of the statute that would yield an absurd, unjust or unconstitutional result. People v. Olsson, 335 Ill. App. 3d 372, 374-375, 780 N.E.2d 816 (4TH Dist. 2002); People ex rel. Cason v. Ring, 41 Ill.2d 305, 309-310, 242 N.E.2d 267 (1968); People v. Hanna, 207 Ill. 2d 486, 798, 800 N.E.2d 1201 (2003). In particular, this Supreme Court stated the appropriate rule of statutory interpretation as follows:
“However, where a plain or literal reading of a statute produces
absurd results, the literal reading should yield: “It is a familiar rule,
that a thing may be within the letter of the statute and yet not within
the statute, because not within its spirit, nor within the intention of
its makers. * * * If a literal construction of the words of a statute be
absurd, the act must be so construed as to avoid the absurdity.”
Church of the Holy Trinity v. United States, 143 U.S. 457, 459-60,
12 S.Ct. 511, 512, 36 L.Ed. 226, 228 (1892). See also, e.g., Public
Citizen v. United States Department of Justice, 491 U.S. 440, 453-55,
109 S.Ct. 2558, 2566-67, 105 L.Ed.2d 377, 391-92 (1989); Watt v.
Alaska, 451 U.S. 259, 266, 101 S.Ct. 1673, 1677-78, 68 L.Ed.2d 80,
88 (1981); Croissant v. Joliet Park District, 141 Ill.2d 449, 455, 152
Ill.Dec. 561, 566 N.E.2dd 248 (1990) (“Statutes are to be construed in
a manner that avoids absurd or unjust results”); People ex rel. Cason
v. Ring, 41 Ill.2d 305, 312-13, 242 N.E.2d 267 (1968) (when the literal construction of a statute would lead to consequences which the
legislature could not have contemplated, the courts are not bound to
that construction);” (207 Ill.2d at 498).
In the present case, the plain language of the Pension Code is by no means as crystal clear as advanced by the Defendant. It reads in relevant part as follows:
“§ 3-115. Certificate of disability. A disability pension shall not
be paid unless there is filed with the board certificates of the police
officer’s disability, subscribed and sworn to by the police officer if
not under legal disability, or by a representative if the officer is
under a legal disability, and by the police surgeon (if there be one) and
3 practicing physicians selected by the board. The board may require
other evidence of disability.” (Emphasis added)
The Appellate Court in Coyne v. Milan Police Pension Board, 347 Ill. App. 3d 713, 727-728, 807 N.E.2d 1276 (3RD Dist. 2004) properly construed the language quoted above. (See Plaintiff Petition for Leave to Appeal at pages 15-16).The Coyne Court pointed out that the language in Section 3-115 required each physician to provide a certificate “of disability” but that language did not require that each certificate agree as to the extent of disability or even that the examinee was physically or mentally disabled. It is a requirement to obtain three (3) examinations and three (3) opinions on the issue of disability but not an absolute statutory requirement that each disability certificate agree as to the nature and extent of the disability.
As the Court in Coyne stated, there are twenty-one (21) nuances for the word “of” 347 Ill. App. 3d at 727-728; before this Supreme Court itself there are at least two (2) and arguably three (3) different interpretations of 3-115 in all of the cases cited by the Plaintiff, Defendant and Amicus Curiae Illinois Municipal League. The varying judicial interpretations of the statute in the case at bar themselves are evidence of the ambiguity of the language in 40 ILCS § 5/3-115. Krohe v. City of Bloomington, 204 Ill.2d 392, 789 N.E.2d 1211 (2003). It is not true that the language of Section 3-115 mandates that a single medical witness can remove all discretion from a local Pension Board and condemn a police officer to lose his disability benefits no matter what other evidence is offered in rebuttal. As indicated by the Plaintiff herein, such a rule places power in the hands of a majority of a local Pension Board to defeat an unpopular police officer’s disability claim by simply choosing a single physician who regularly finds examinees not to be disabled. (Pl. PLA, p. 16-18).
Further, the interpretation suggested by the Defendant flies in the face of long standing practice and the basic tenet of interpreting Pension Codes.
The Defendant’s interpretation ignores the fact that this Court has found that when reviewing the terms of the Pension Code, the Courts should liberally construe pension laws in favor of conferring benefits upon those to whom the statute is directed. Hahn v. Police Pension Fund, 138 Ill. App. 3d 206, 485 N.E.2d 871 (2ND Dist. 1985). While legislative intent should be sought primarily from the language used in the statute, the statute should be evaluated as a whole; each provision should be construed in connection with every other section, Robbins v. Board of Trustees of the Carbondale Police Pension Fund, 177 Ill.2d 533, 687 N.E.2d 39 (1997). It is absurd to interpret Section 3-115 in a manner that operates to place an insurmountable burden upon a claimant under circumstances where the selection of a single expert witness can utterly and completely defeat a claim. This is certainly not a liberal interpretation of the Pension Code aimed at conferring benefits on the anticipated beneficiaries.
In Krohe v. City of Bloomington, 204 Ill.2d 392, 789 N.E.2d 1211 (2003) this Court approved the Appellate Court’s determination that the Illinois General Assembly sought to fulfill an important state interest by enacting a statute to provide additional benefits for public safety officers who were disabled while in the line of duty while in response to what is reasonably believed to be an emergency, an unlawful act perpetrated by another, or during the investigation of a criminal act. This form of disability was defined by the legislature as a “catastrophic injury”. The construction of the Pension Code propounded by the Defendant is in direct conflict with the interpretation given a companion benefit provision by this Supreme Court in Krohe.
Further, 40 ILCS § 5/3-115 has been in its present form for decades. Numerous cases have been decided by the Appellate Courts of this State reviewing whether a particular selection of medical opinion was “clearly erroneous” in applying the term “disability” in a line of duty case. See for instance, Wilfert v. Retirement Board of the Firemen’s Annuity & Benefit Fund of Chicago, 263 Ill. App. 3d 539, 640 N.E.2d 1246 (1ST Dist. 1994); Wilfert v. Retirement Board of the Firemen’s Annuity & Benefit Fund of Chicago, 318 Ill. App. 3d 507, 742 N.E.2d 368 (1ST Dist. 2001) and, Peterson v. Board of Trustees of the Firemen’s Pension Fund of the City of Des Plaines, 54 Ill.2d 260, 296 N.E.2d 721 (1973). In these cases and in the case analyzed by the First District Appellate Court in the case at bar, Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 788 N.E.2d 205 (1ST Dist. 2003), clearly demonstrate that Courts routinely scrutinize how Pension Boards choose among conflicting medical opinions with the medical facts and other evidence in the record to determine whether or not the decision of the Pension Board was “clearly erroneous”. Had 40 ILCS § 5/3-115 been interpreted in the manner advanced by the Defendant to this Court all of those opinions could have been shortened substantially. Since in cases like Knight one (1) of the physicians selected by the Board refused to issue a certificate of disability, the inquiry was ended and the claimant would lose. Obviously, no one has ever considered Section 3-115 in such a restrictive light before the Evergreen Park Pension Board in Rizzo. Rizzo v. Board of Trustees of the Village of Evergreen Park Police Pension Fund, 338 Ill. App. 3d 490, 788 N.E.2d 1196 (1ST Dist. 2003) is in direct conflict with the determination of Appellate Court case of Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 788 N.E.2d 205 (1ST Dist. 2003). While they wish to dismiss the ruling of Knight as not a case which interpreted Section 3-115; the clear reading of that decision is that the interpretation of Section 3-115 as presented by the Defendant is wrong. Dr. Harris in the Knight case certified to the Board that Knight was not disabled. Adopting the interpretation of the Board, the Appellate Court in Knight would have been required to deny officer Knight a disability pension. The Court found that only three (3) of four (4) psychiatrists who examined Knight found him unfit for duty. The Court in Knight reviewed multiple sections of the Pension Code, 40 ILCS §§ 5/3-114.1, 3-114.2 and 3-115. The Court in Knight did not ignore the fact that Dr. Harris refused to certify him disabled under Section 3-115 but that Knight had a right to a hearing on the issue of his disability under either Section 3-114.1 or Section 3-114.2. The Board had certain obligations required by statute one of which was to review the testimony of Harris to determine whether Harris clearly understood the term disability as defined in the statute. The Court in Knight correctly pointed out that the police department and the police Chief did not believe that he could properly perform the duties of a Police Officer that if the Board truly believed the testimony of Harris the Board must support returning him for reinstatement. Review of testimony on the record in this case shows that the department had placed Officer TURCOL on temporary light duty assignments because of his injury, and the Board did not demand that the Police Department return Mr. TURCOL to active duty.
The Defendant’s interpretation of Section 3-115 creates a statutory “no-man’s land” in which a public safety officer can in fact be unable to perform the essential functions of his police job while at the same time being unable to obtain statutory disability benefits because a particular expert witness will not issue a certificate of disability. The Court in Knight understood that the record must be reviewed as a whole and when conflicting evidence is presented the Board must with procedural due process protected make its determination based on the facts of the case and the Pension Code considered in its entirety. This is in accord with the findings of the Seventh Circuit in Buttitta v. City of Chicago, 9 F.3d 1198 (1993). In that case, the Court held that due process required a hearing which need not be elaborate and can be satisfied by less than full evidentiary hearing but that State cannot take away the opportunity for a hearing to provide an opportunity for the individual to indicate a claim of entitlement to a property interest. The Court approved the manner in which Police Officers were determined to be fit for a return to duty but based their opinion on the fact that the Police Officer would not be deprived of his rights since the Court ordered the payment of a disability pension despite the fact that the Board had made a determination that he was no longer disabled until there was a reinstatement of the Officer to active duty.
The interpretation advanced by the Plaintiff and the Third District Appellate Court in Coyne eliminates this “no-man’s land”. If a police officer cannot perform his duties, has not been assigned police duties for over one (1) year and the bulk of medical evidence substantiates his case, then he will be removed from service and awarded a disability benefit. The scheme advanced by the Defendant makes it possible for a police officer to be fired for the physical inability to perform his job and simultaneously deny disability for lack of a third certificate of disability.
A portion of the argument advanced by the Defendant and the Rule 23 Order issued by the Appellate Court is particularly disturbing to the AFFI. In particular the AFFI is referring to the argument that a public safety officer does not have a property interest in his/her line of duty disability benefits. (Df. Brf., p. 17-18, Df. App. A-11-A-15). In particular, the Appellate Court held as follows:
“Consequently, we hold that because Turcol had no vested interest
in the disability benefits he sought, (Caauwe II), and because Section
3-115 serves a legitimate legislative purpose, (Trettenero), the Board
did not violate Turcol’s right to due process when it denied his
application.” (Df. App. A-14-A-15).
This statement flies in the face of the Illinois Constitution. The Illinois Constitution, Art. XIII § 5 states unequivocally that membership in a local governmental pension system is “an enforceable contractual relationship, the benefits of which shall not be diminished or impaired.” (Ill. Const. 1970 Art. XIII § 5; Carr v. Board of Trustees of the Police Pension Fund of Peoria, 158 Ill. App. 3d. 7, 8, 511 N.E.2d 142 (3RD Dist. 1987)). The Carr case has long been the operational precedent for the constitutional basis of public safety officer benefits. It clearly establishes that Mr. TURCOL had a constitutional interest which required protection.Constitutionally the Plaintiff in the present case has a vested, perfected property interest in his line of duty disability benefit. This property interest is further buttressed by the fact that the Plaintiff was a direct contributor to the fund which has now denied him benefits. 40 ILCS § 5/3-125.1 specifically requires every police officer to contribute 9% of his gross salary into the Police Pension Fund in order to fund the various benefits to which the member is entitled including line of duty disability benefits. That is, the fund out of which the Plaintiff seeks to recover is in part his own money. Combining this contribution with the Illinois Constitution provision cited above makes clear that he has a property, due process interest in obtaining a fair evidentiary hearing as to his entitlement.
Having established that the Plaintiff indeed has a constitutional property interest, one need only apply the cases cited by the Defendant to conclude that the interpretation given in this instance by the lower Courts to 40 ILCS § 5/3-115 is unconstitutional.
For instance, in this case the First District Appellate Court cited the case of Abrahamson v. Illinois Department of Professional Regulation, 153 Ill.2d 76, 95 (1992) as outlining the fundamental elements of due process. The following is a quotation taken from the First District Appellate Court’s Rule 23 Order:
“A fair hearing before an administrative agency must include
the opportunity to be heard, the right to cross-examine adverse
witnesses, and impartial rulings on the evidence. Abrahamson
v. Illinois Department of Professional Regulation, 153 Ill. 2d 76,
95 (1992).” (Df. App. A-15).
Comparing the procedure advanced by the Defendant with the above statement clearly establishes a deprivation of due process. If Dr. Milgram’s unwavering assertion that the Plaintiff was not disabled is by statute irrevocably determinative, then the Plaintiff has no meaningful opportunity to cross-examine this adverse witness or an opportunity to be heard. If Dr. Milgram’s disability certificate is conclusive then the fact that other medical opinions to the contrary were overwhelming and the fact that the employer never assigned the Plaintiff to full police duties become meaningless. Cross-examination and an analysis of the record means nothing as long as there is one (1) dissenting opinion from one (1) of the doctors selected by the Pension Board. This tremendous limitation of the Board’s discretion deprives every police officer of his/her opportunity to be heard and to advance all of the medical and lay evidence in his behalf. The right of cross-examination is meaningless if impeachment does not affect the ultimate decision of the trier of fact. Under the Defendant’s interpretation of Section 3-115 no matter how badly Dr. Milgram was impeached, the Pension Board could not grant a line of duty disability because Dr. Milgram would not change his written certificate of disability. This result is both absurd and unconstitutional.It is significant in the present case that Mr. TURCOL’s initial injury occurred on February 22, 1999. His first surgery that was unable to restore him to the ability to return to police work occurred on June 02, 1999. The Pension Board’s determination was not made until March 08, 2002, over one and a half (1´) years later. A period of three (3) years went by between the date of accident and the date of hearing.
All of the evidence disclosed that the Plaintiff never returned to full duty at any time in those three (3) years and more importantly that full duty was never made available to him during that same period of time. Had the employer seriously considered the opinion of Dr. Milgram, the question posed hypothetically to the Plaintiff could have been a realistic assessment. Based on Dr. Milgram the employer could have directly ordered the Plaintiff to return to work without restriction and without any consideration of future surgery. The fact that this did not happen is a reflection that the employing unit itself did not seriously believe that the Plaintiff could return to full police work. At least it established that the employer did not want to take the risk of forcing the Plaintiff back to police work.
The interpretation of the Defendant removes all discretion from the Board and makes any opportunity to be heard so wooden and brittle as to be meaningless. The Police Officer’s rights to a disability pension if disabled while in the act of duty is a cognizable property interest. The employer has no discretion but to enforce the statutory language which empowers the Board to act; the Board may not unreasonably find the Police Officer be denied his benefits except as through a process that expressly provided in compliance with the State and Federal Constitution. The Court in Miller v. Retirement Board of Policemen’s Annuity, 329 Ill. App. 3d 589, 771 N.E.2d 431 (1ST Dist. 2001), found that the clear language of Article XIII Section 5 of the Illinois Constitution provides:
“Membership in any pension or retirement system of the State,
any unit of local government or school district, or any agency
or instrumentality thereof, shall be an enforceable contractual
relationship, the benefits of which shall not be diminished or
impaired.” Ill. Const. 1970, art. XIII, § 5.
and makes the participation an enforceable contracted relationship. The Seventh Circuit Court of Appeals has determined in Buttitta v. City of Chicago, 9 F.3d 1198 (1993), that the due process clause of the Fourteenth Amendment of the United States Constitution forbids a state from depriving any person of life, liberty or property without due process of the law and that due process requires a hearing to provide an opportunity for a person to vindicate a claim of entitlement.The Briefs submitted by the Pension Board and the Illinois Municipal League take different positions as to why the Supreme Court should ignore the requirements of the State constitution and the due process clause of the Fourteenth Amendment to provide procedural due process to Police Officer, TURCOL. The amicus Brief of the Illinois Municipal League asks for an interpretation of the Illinois Pension Code, Section 3-115 which would validate the Matteson Police Pension Fund’s determination to deny Plaintiff’s application for a disability pension “based on his failure to provide three (3) certificates of disability by three (3) different physicians chosen by the Board . . . consistent with the legislature intent of Section 3-115” (page 3 of the amicus Brief of the Illinois Municipal League); this conclusion recognizes that TURCOL had a property interest which should be protected by the Constitution. However, the Illinois Municipal League contends that its interpretation does not deprive TURCOL of his property without due process.
As indicated earlier, the Municipal League’s interpretation deprives the trier of fact of so much discretion in analyzing conflicting evidence that it defeats any meaningful ability of TURCOL “to be heard”. It opens the door to manipulating the selection of expert witnesses in a manner to defeat any claim.
III. DEFENDANT WAIVED ITS ARGUMENT THAT THE PLAINTIFF DID NOT REASONABLY TAKE STEPS TO REMEDY HIS PHYSICAL DISABILITY.
The decision of the Board in this case is similar to the facts in Knight v. Village of Bartlett, 338 Ill. App. 3d 892, 898-901, 788 N.E.2d 205 (1ST Dist. 2003). The Board as part of it Statement of Facts correctly states a fact that they found Dr. Milgram’s report more credible and that Dr. Milgram opined that:
“The patient’s examination reveals that he has a full range of
motion of his shoulder with no crepitus, no AC joint tenderness
and I found no weakness to exam. He claims some discomfort
on forced external rotation but he was 5/5 in strength as he was
with all other motions. He has well healed tear. The only test he
brought with him was an arthrogram. There is evidence of fluid
in the shoulder joint and there is also fluid in the subacrominal
joint. If there is fluid in the subacromial joint it means there is
some area of leaking of the fluid into the subacromial bursa so
there is probably some persistence of defect in the rotator cuff.
There is certainly no major tear, however, and all of the structures
seem to be intact.” (Df. Brf., p. 5)
The Defendant does not provide in the Statement of Facts essential findings by the Board from Dr. Milgram’s report which the Defendant had incorporated in their Decision and Order. (Df. App. A-007). Namely that:
“If further surgery is indicated, I think it should just be a
diagnostic arthroscopy to look at both the subacromial bursa and
the shoulder from inside and see if any other pathology is present
that may have been missed by both the MRI and the surgeon. I
think that there is no indication for any type of surgical treatment
of rotator cuff tear here and I think that he probably does not require
an open operation.
I also recommended that he might consider having a diagnostic arthroscopy to evaluate if any further treatment could be offered to him. I just do not find that he is disabled as he claims, however.
The Appellate Court found that the Board erred in denying the pension disability because Mr. TURCOL’s medical condition could have been remedied without significant danger to life or health, when prescribed treatment offers a reasonable prospect of relief and therefore he was by statute not disabled. Dr. Milgram did not sign a certificate of disability but did opine of the type of surgery which he would recommend to afford Mr. TURCOL proper evaluation if any further treatment could be offered to him. One of the basis for which the Board denied the pension rights was found to be in error by the Appellate Court. The Board did not appeal that decision. Based upon the Board’s improper determination of what constituted a disability, the doctor opined that medical treatment and surgical procedure could resolve Mr. TURCOL’s medical problems, and that Mr. TURCOL was not disabled under meaning of the Pension Code. Although their determination has been found to be error, the Defendant’s argue in their Brief that the pension rights of an Applicant must be denied because of the expressed terms of Section 3-115. The doctor’s reasoning for not signing the disability certification was found to be in error. A part of the Board’s determination to deny benefits was found to be error. If it was the legislative intent to protect the rights of injured safety officials; it is reasonable that they would not enact a concept that these important rights can be extinguished by a single opinion of a single doctor without review. This is especially true as in this case were there is an unappealable judicial determination of error. The Court in Knight properly determined that the Illinois Pension Code Section 3-115 does not prevent the Applicant from receiving his earned pension benefits under Section 3-114.1 or Section 3-114.2 where a physician has submitted a certification that the public safety official is not disabled if the conclusions of that physician are against the manifest weight of the evidence or based upon a clearly erroneous determination of the terms of the Illinois Pension Code.I also recommended that he might consider having a diagnostic arthroscopy to evaluate if any further treatment could be offered to him. I just do not find that he is disabled as he claims, however.
The Appellate Court held that because of the uncertainty that surgery would benefit him, it found that TURCOL’s refusal of the offer of treatment was within the bounds of reason and the Board erred in considering his refusal as a basis for its denial of disability benefits. (Df. App. A-17). The Defendant did not appeal from this decision of the Court. It would not be proper to return this matter to the Appellate Court for further consideration; piecemeal litigation should be avoided. Richard M. Daley v. EL Flanboyan Corporation, 321 Ill. App. 3d 68, 746 N.E.2d 854 (1ST Dist. Div. 2001).
This Court by properly defining the terms of 40 ILCS § 5/3-115 should strike down the only remaining reasons given by the Defendant for its refusal to grant a disability pension. The further delay of the pension rights due to Mr. TURCOL is improper.
CONCLUSION
Based on the foregoing the Associated Fire Fighters of Illinois respectfully prays that this Court reverse the decision of the Appellate Court and the Pension Board and order that the Pension Board immediately begin paying line of duty disability benefits to DWIGHT D. TURCOL pursuant to 40 ILCS § 5/3-114.1.
Respectfully Submitted,
___________________________________
LAW OFFICES OF THOMAS W. DUDA
By: Thomas W. Duda
One of the Attorneys for Amicus Curiae
Associated Fire Fighters of Illinois
LAW OFFICES OF THOMS W. DUDABy: Thomas W. Duda
One of the Attorneys for Amicus Curiae
Associated Fire Fighters of Illinois
3125 North Wilke Road, Suite A
Arlington Heights, Illinois 60004
847 )577-2470
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